3.2 Regulatory Obligation

There are certain regulatory obligations that may be needed and should be considered prior to engaging with a supplier. Collaborating with UPS for sourcing and supplier engagements will help ensure compliance with these and other obligations.

The following are examples of these types of assessments.

• Sanctions lists check (all healthcare related expenses) - University Ethics and Compliance (UEC) services provider

• Independent Contractor or Employee Determination (ICED)

• Third Party Vendor Risk Assessment

• BAA (Business Associate Agreement)